Field notes on AI in business
Practical writing on AI, automation and the day-to-day work of running a business. From the team that builds and runs AI systems.
AI compliance
FinCEN's Beneficial Ownership Reporting and the AI Compliance Question
FinCEN's Beneficial Ownership Reporting and the AI Compliance Question The Corporate Transparency Act (CTA) created a new federal requirement that most U.S. companies report their beneficial owners...
Basel IsmailMay 9, 2026
AI compliance
ITAR and the Cloud LLM Trap That Could Land a Defense Contractor in Federal Court
ITAR and the Cloud LLM Trap That Could Land a Defense Contractor in Federal Court A defense contractor's engineer pastes a technical specification into ChatGPT to help draft a proposal section. The...
Basel IsmailMay 9, 2026
AI compliance
Consumer Lending and the FCRA Adverse Action Requirement When an AI Made the Decision
Consumer Lending and the FCRA Adverse Action Requirement When an AI Made the Decision Section 615(a) of the Fair Credit Reporting Act has been around since 1970. The requirement is straightforward:...
Basel IsmailMay 8, 2026
AI compliance
BSA/AML Program Documentation in the AI Era: What Examiners Want to See
BSA/AML Program Documentation in the AI Era: What Examiners Want to See If you've integrated machine learning models into your transaction monitoring pipeline, you already know the technology works...
Basel IsmailMay 8, 2026
AI compliance
Why Your Bank's Cyber Insurance Policy Probably Excludes AI Incidents (Read the Fine Print)
Why Your Bank's Cyber Insurance Policy Probably Excludes AI Incidents (Read the Fine Print) I spent last week reading through a stack of cyber insurance policy renewals from three major carriers, and...
Basel IsmailMay 8, 2026
AI compliance
Mortgage Servicers and the RESPA Disclosure Question for AI-Generated Communications
Mortgage Servicers and the RESPA Disclosure Question for AI-Generated Communications RESPA has been around since 1974, and Regulation X has been refined enough times that most mortgage servicers can...
Basel IsmailMay 8, 2026
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AI compliance
The CFPB's Position on AI in Consumer Finance and the Enforcement Cases We Are Watching
The CFPB's Position on AI in Consumer Finance and the Enforcement Cases We Are Watching The CFPB has been signaling for a while now that it views AI in consumer lending through the lens of existing...
Basel IsmailMay 8, 2026
AI compliance
Regional Banks and the Tier 2 Examiner Questions About AI Governance
Regional Banks and the Tier 2 Examiner Questions About AI Governance If you are a regional bank between $10 billion and $100 billion in assets, you are in an interesting spot right now. You are big...
Basel IsmailMay 8, 2026
AI compliance
Credit Union AI Adoption and the NCUA Examination Questions That Are Coming
Credit Union AI Adoption and the NCUA Examination Questions That Are Coming The NCUA has been relatively quiet on AI compared to the OCC and the FDIC. That quiet period is ending. If you're at a...
Basel IsmailMay 7, 2026
AI compliance
Investment Bank Pitch Books and the Confidentiality Problem When Analysts Use ChatGPT
Investment Bank Pitch Books and the Confidentiality Problem When Analysts Use ChatGPT A first-year analyst at a bulge bracket bank is working on an M&A pitch book at 2 AM. The deck needs to go to the...
Basel IsmailMay 7, 2026
AI compliance
Hedge Fund Compliance Officers and the AI Tool Inventory You Need to Build This Quarter
Hedge Fund Compliance Officers and the AI Tool Inventory You Need to Build This Quarter SEC examiners have started asking about AI. Not in the abstract, future-looking way they used to. They are...
Basel IsmailMay 7, 2026
AI compliance
Reg SCI, Market Infrastructure, and the AI Risk Management Question
Reg SCI, Market Infrastructure, and the AI Risk Management Question Regulation Systems Compliance and Integrity has been around since November 2014, when the SEC adopted it as Rule 242.1000 through...
Basel IsmailMay 7, 2026
1,319 articles